UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 2.02 Results of Operations and Financial Condition.
On July 28, 2022, Live Ventures Incorporated (the “Company”) issued a press release announcing that on Thursday, August 11, 2022, it will release the financial results for the third quarter (ended June 30, 2022) of its current fiscal year 2022. The Company plans to host a teleconference on August 11, 2022, at 2:00 pm Pacific Time (5:00 pm Eastern Time) to discuss these results. To access the call, please dial (800) 267-6316 for US callers (or (203) 518-9783 for international callers). The conference ID is “LiveVentures”. A replay of the call will be available on the “Investor Relations” page of the Live Ventures website (https://ir.liveventures.com/) after the call
Item 5.07. Submission of Matters to a Vote of Security Holders.
On July 26, 2022, Live Ventures Incorporated (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”)to vote on the matters disclosed in the Company’s definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on June 23, 2022 (the “Proxy Statement”). The final voting results for the matters submitted to a vote of stockholders were as follows:
Proposal No. 1 – Election of Directors
At the Annual Meeting, the Company’s stockholders elected the persons listed below as directors for a one-year term expiring on the date of the Annual Meeting in 2023 or until their respective successors are duly elected and qualified:
Nominee Name |
Votes For |
Votes Withheld |
Broker Non-Votes |
Jon Isaac |
2,072,647 |
7,345.03 |
686,163 |
Tony Isaac |
2,073,467 |
6,525.03 |
686,163 |
Richard D. Butler, Jr. |
1,878,018 |
201,974.03 |
686,163 |
Dennis (De) Gao |
1,935,994 |
143,998.03 |
686,163 |
Tyler Sickmeyer |
1,940,545 |
139,447.03 |
686,163 |
Proposal No. 2 – Non-binding advisory vote to approve named executive compensation
Votes For |
Votes Withheld |
Broker Non-Votes |
2,037,795 |
41,723.03 |
2,474 |
Proposal No. 3 – Ratification of Independent Accounting Firm
Votes For |
Votes Withheld |
Broker Non-Votes |
2,757,914 |
777.03 |
7,464 |
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit Number |
Description |
99.1 |
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104 |
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
LIVE VENTURES INCORPORATED |
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By: |
/s/ Jon Isaac |
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Name: Jon Isaac |
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Title: Chief Executive Officer |
Dated: July 29, 2022
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